Under the money lenders ordinance, chapter 163, any person who carries on business as a money lender in Hong Kong must be licensed as a money lender. Any number of money lenders who fall under a licence as a result of their business.

This license and its legislation give the regulator appropriate powers to supervise and enforce the law and formulate relevant penalties.

An insurance broker is a person who, as the agent of a policy holder or potential policy holder, carries on business in or from Hong Kong to negotiate or arrange insurance contracts or to advise on insurance matters.

Manage a portfolio of securities or futures contracts for clients on a discretionary basis to administer the fund with full authority.

Provide financing to customers who buy shares and use the customer’s shares as collateral

An electronic trading platform for matching customer orders